SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
TCG Financial Services, L.P.

(Last) (First) (Middle)
C/O WALKER CORPORATE SERVICES LIMITED
WALKER HOUSE, 87 MARY STREET

(Street)
GEORGE TOWN, GRAND CAYMAN KY1-9001

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HAMPTON ROADS BANKSHARES INC [ HMPR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/27/2012
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common stock, par value $0.01 per share 09/27/2012 P 16,007,143 A $0.7 42,398,583 I See Footnote(1)(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
TCG Financial Services, L.P.

(Last) (First) (Middle)
C/O WALKER CORPORATE SERVICES LIMITED
WALKER HOUSE, 87 MARY STREET

(Street)
GEORGE TOWN, GRAND CAYMAN KY1-9001

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Carlyle Group Management L.L.C.

(Last) (First) (Middle)
C/O THE CARLYLE GROUP
1001 PENNSYLVANIA AVE. NW, SUITE 220S

(Street)
WASHINGTON DC 20004

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Carlyle Group L.P.

(Last) (First) (Middle)
C/O THE CARLYLE GROUP
1001 PENNSYLVANIA AVE. NW, SUITE 220S

(Street)
WASHINGTON DC 20004

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Carlyle Holdings II GP L.L.C.

(Last) (First) (Middle)
C/O THE CARLYLE GROUP
1001 PENNSYLVANIA AVE. NW, SUITE 220S

(Street)
WASHINGTON DC 20004

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Carlyle Holdings II L.P.

(Last) (First) (Middle)
C/O THE CARLYLE GROUP
1001 PENNSYLVANIA AVE. NW, SUITE 220S

(Street)
WASHINGTON DC 20004

(City) (State) (Zip)
1. Name and Address of Reporting Person*
TC Group Cayman Investment Holdings, L.P.

(Last) (First) (Middle)
C/O WALKER CORPORATE SERVICES LIMITED
WALKER HOUSE, 87 MARY STREET

(Street)
GEORGE TOWN, GRAND CAYMAN KY1-9001

(City) (State) (Zip)
1. Name and Address of Reporting Person*
TC Group Cayman Investment Holdings Sub L.P.

(Last) (First) (Middle)
C/O WALKER CORPORATE SERVICES LIMITED
WALKER HOUSE, 87 MARY STREET

(Street)
GEORGE TOWN, GRAND CAYMAN KY1-9001

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Carlyle Financial Services, Ltd.

(Last) (First) (Middle)
C/O WALKER CORPORATE SERVICES LIMITED
WALKER HOUSE, 87 MARY STREET

(Street)
GEORGE TOWN, GRAND CAYMAN KY1-9001

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Carlyle Financial Services Harbor, L.P.

(Last) (First) (Middle)
C/O THE CARLYLE GROUP
1001 PENNSYLVANIA AVE. NW, SUITE 220S

(Street)
WASHINGTON DC 20004

(City) (State) (Zip)
Explanation of Responses:
1. Carlyle Financial Services Harbor, L.P. is the record holder of the securities reported herein. Carlyle Group Management L.L.C. is the general partner of The Carlyle Group L.P., which is a publicly traded entity listed on NASDAQ. The Carlyle Group L.P. is the sole member of Carlyle Holdings II GP L.L.C., which is the general partner of Carlyle Holdings II L.P., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole shareholder of Carlyle Financial Services, Ltd., which is the general partner of TCG Financial Services, L.P., which is the general partner of Carlyle Financial Services Harbor, L.P. By virtue of these relationships, each of the reporting persons may be deemed to share beneficial ownership of the securities reported herein.
2. (Continued from Footnote 1) Each reporting person expressly disclaims beneficial ownership of any such securities except to the extent of its pecuniary interest therein.
Remarks:
Exhibit List: Exhibit 99 - Joint Filer Information
/s/ Ann Siebecker, attorney-in-fact for Daniel A. D?Aniello, Director of Carlyle Financial Sevices, Ltd., the general partner of TCG Financial Services, L.P. 09/28/2012
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Joint Filer Information
Exhibit 99
Joint Filer Information
     
Date of Event Requiring Statement:
  September 27, 2012
 
   
Issuer Name and Ticker or Trading Symbol:
  Hampton Roads Bankshares, Inc. [HMPR]
 
   
Designated Filer:
  TCG Financial Services, L.P.
 
   
Other Joint Filers:
  The Carlyle Group L.P., Carlyle Holdings II GP L.L.C., Carlyle Holdings II L.P., TC Group Cayman Investment Holdings, L.P., TC Group Cayman Investment Holdings Sub L.P., Carlyle Financial Services, Ltd., TCG Financial Services, L.P., Carlyle Financial Services Harbor, L.P.
 
   
Addresses:
  The address of TC Group Cayman Investment Holdings, L.P., TC Group Cayman Investment Holdings Sub L.P., Carlyle Financial Services, Ltd. and TCG Financial Services, L.P. is c/o Walker Corporate Services Limited, Walker House, 87 Mary Street, George Town, Grand Cayman KY1-9001, Cayman Islands. The address of each of the other reporting persons is c/o The Carlyle Group, 1001 Pennsylvania Ave., N.W., Suite 220 South, Washington, DC 20004-2505.
Dated: September 28, 2012
Signatures:
         
  CARLYLE GROUP MANAGEMENT L.L.C.
 
 
  By:   /s/ Ann Siebecker, attorney-in-fact    
    Name:   Daniel D’Aniello   
    Title:   Chairman   
 
  THE CARLYLE GROUP L.P.

By: Carlyle Group Management L.L.C., its general partner
 
 
  By:   /s/ Ann Siebecker, attorney-in-fact    
    Name:   Daniel D’Aniello   
    Title:   Chairman   
 
  CARLYLE HOLDINGS II GP L.L.C.

By: The Carlyle Group L.P., its managing member
By: Carlyle Group Management L.L.C., its general partner
 
 
  By:   /s/ Ann Siebecker, attorney-in-fact    
    Name:   Daniel D’Aniello   
    Title:   Chairman   
 
  CARLYLE HOLDINGS II L.P.
 
 
  By:   /s/ Ann Siebecker, attorney-in-fact    
    Name:   Daniel D’Aniello   
    Title:   Chairman   
 
  TC GROUP CAYMAN INVESTMENT HOLDINGS L.P.
By: Carlyle Holdings II L.P., its general partner
 
 
  By:   /s/ Ann Siebecker, attorney-in-fact    
    Name:   Daniel D’Aniello   
    Title:   Chairman   
 
  TC GROUP CAYMAN INVESTMENT HOLDINGS SUB L.P.

By: TC Group Cayman Investment Holdings L.P., its general partner
By: Carlyle Holdings II L.P., its general partner
 
 
  By:   /s/ Ann Siebecker, attorney-in-fact    
    Name:   Daniel D’Aniello   
    Title:   Chairman   
 
  CARLYLE FINANCIAL SERVICES, LTD.
 
 
  By:   /s/ Ann Siebecker, attorney-in-fact    
    Name:   Daniel D’Aniello   
    Title:   Director   
 
  TCG FINANCIAL SERVICES, L.P.
By:Carlyle Financial Services, Ltd., its general partner
 
 
  By:   /s/ Ann Siebecker, attorney-in-fact    
    Name:   Daniel D’Aniello   
    Title:   Director   
 
  CARLYLE FINANCIAL SERVICES HARBOR, L.P.

By: TCG Financial Services, L.P., its general partner
By: Carlyle Financial Services, Ltd., its general partner
 
 
  By:   /s/ Ann Siebecker, attorney-in-fact    
    Name:   Daniel D’Aniello   
    Title:   Director