United States Securities and Exchange Commission Washington, D.C. 20549
OMB APPROVAL
OMB Number: 3235-0006
Estimated Average burden
hours per response......23.8
Form 13F
Form 13F Cover Page
Report for the Calendar Year or Quarter Ended:
12-31-2023
Check here if Amendment: Amendment Number:
This Amendment (Check only one.):
is a restatement. adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name:
Carlyle Group Inc.
Address:
C/O THE CARLYLE GROUP
1001 PENNSYLVANIA AVENUE, N.W.
WASHINGTON
DC
20004
Form 13F File Number:
028-15025
CRD Number (if applicable):
000111128
SEC File Number (if applicable):
801-52462
The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name:
Jeffrey W. Ferguson
Title:
General Counsel
Phone:
202-729-5626
Signature, Place, and Date of Signing:
/s/ Jeffrey W. Ferguson
[Signature]
Washington,
DISTRICT OF COLUMBIA
[City, State]
02-02-2024
[Date]
Do you wish to provide information pursuant to Special Instruction 5?
Yes No
Additional Information
Report Type (Check only one.):
13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager
[If there are no entries in this list, omit this section.]
Name
Form 13F File No.
CRD No. (if applicable)
SEC File No. (if applicable)
CIK
AlpInvest Partners B.V.
028-15646
000159215
801-72890
0001512910
[Repeat as necessary.]
Form 13F Summary Page
Report Summary:
Number of Other Included Managers:
3
Form 13F Information table Entry Total:
25
Form 13F Information table Value Total:
2079248663
(round to nearest dollar)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F number(s) of all institutional investement managers with respect to which this report is filed, other than the manager filing this report.
No.
Name
Form 13F File No.
CRD No. (if applicable)
SEC File No. (if applicable)
CIK
1
Abingworth LLP
028-14285
000163213
802-75741
0001397144
2
Carlyle Investment Management LLC
028-12429
000111128
801-52462
0001354120
3
CIM Global, L.L.C.
028-15024
000114795
0001555793
[Repeat as necessary.]
Form 13F Filer Information
Filer CIK
Filer CCC
File Number
Period
Is this a LIVE or TEST Filing?
LIVE TEST
Would you like a return copy?
YES
Is this an electronic copy of an official filing submitted in paper format?
YES
Submission Contact Information
Name
Phone
Email Address
Notification Information
Notify via Filing website only?
YES
Notification will automatically be sent to the Login CIK, Submission Contact, and Primary Issuers. Specify additional addresses below.
United States Securities and Exchange Commission Washington, D.C. 20549
OMB APPROVAL
OMB Number: 3235-0006
Estimated Average burden
hours per response......23.8
Form 13F
Form 13F Cover Page
Report for the Calendar Year or Quarter Ended:
Check here if Amendment: Amendment Number:
This Amendment (Check only one.):
is a restatement. adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name:
Address:
Form 13F File Number:
CRD Number (if applicable):
SEC File Number (if applicable):
The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name:
Title:
Phone:
Signature, Place, and Date of Signing:
[Signature]
,
[City, State]
[Date]
Do you wish to provide information pursuant to Special Instruction 5?
Yes No
Additional Information
Report Type (Check only one.):
13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)