corresp
May 1, 2012
VIA EDGAR
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Re:
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The Carlyle Group L.P.
Registration Statement on Form S-1
File No. 333-176685 |
Chambre Malone, Esq.
Division of Corporation Finance
Securities and Exchange Commission
100 F Street, N.E.
Washington, D.C. 20549
Dear Ms. Malone:
Pursuant to our telephone conversation, please find attached the letter informing The Carlyle
Group L.P. of the approval of its application to list its common units on NASDAQ.
Please do not hesitate to call me at 212-455-3986 with any questions.
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Very truly yours,
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/s/ Joshua Ford Bonnie
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Joshua Ford Bonnie |
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By Electronic Mail Only
April 10, 2012
Joanne
Cosiol, Esq.
Principal
The
Carlyle Group L.P.
1001 Pennsylvania Avenue, NW
Washington, DC 20004
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Re: |
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Approval letter for The Carlyle Group L.P. (the Company) to list
on The Nasdaq Global Select Market |
Dear Ms. Cosiol:
We are pleased to inform you that Staff has approved the Companys application to list its common
units on Nasdaq. Since our approval is based upon information provided to us by the Company or
filed by the Company with the SEC, you should notify us promptly of any material change to such
information. We have reserved CG as the trading symbol for the Companys common units.
The balance of the entry fee for the Companys initial inclusion in Nasdaq is estimated to be
$125,000. Please pay this amount to The NASDAQ Stock Market LLC and forward it before the listing
date per the instructions on the attached Entry Fee Payment Form. Shortly after trading commences,
the Company will be billed the applicable annual fee, on a pro-rated basis.
For your information, the Nasdaq Marketplace Rules detail the continued listing requirements and
applicable fees for Nasdaq issuers. The Nasdaq Regulatory Requirements guide provides important
information on your filing obligations and other regulatory responsibilities of a public company.
Both can be found at https://listingcenter.nasdaqomx.com.
Should you have questions regarding Nasdaqs continued listing requirements, please call Brie
Charles, your issuer compliance analyst, at +1 301 978 8039. If you have any further questions
regarding your application or Nasdaqs initial listing requirements, please call me at +1 301 978
8092.
Sincerely,
Benjamin B. Haskell
Director Listing
Qualifications
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cc via electronic mail: |
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Dov Gottlieb, Esq. (Simpson Thacher & Bartlett LLP)
Joshua F. Bonnie, Esq. (Simpson Thacher & Bartlett LLP) |
The NASDAQ OMX Group 805 King Blvd. Rockville, MD 20850 USA www. nasdaqomx.com