As filed with the Securities and Exchange Commission on January 2, 2020
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A/A
(Amendment No. 1)
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF
THE SECURITIES EXCHANGE ACT OF 1934
The Carlyle Group Inc.
(Exact Name of Registrant as specified in its charter)
Delaware | 45-2832612 | |
(State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification No.) | |
1001 Pennsylvania Avenue, NW Washington, D.C. |
20004-2505 | |
(Address of principal executive office) | (Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class |
Name of each exchange on which | |
Common Stock | The Nasdaq Global Select Market |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ☒
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐
If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐
Securities Act registration statement or Regulation A
offering statement file number to which this form relates (if applicable):
333-176685
Securities to be registered pursuant to Section 12(g) of the Act:
None.
EXPLANATORY NOTE
This Amendment No. 1 (this Amendment) to Form 8-A (the Registration Statement) is being filed pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the Exchange Act), by The Carlyle Group Inc., a Delaware corporation (CG), as the successor registrant to The Carlyle Group L.P., a Delaware limited partnership (the Partnership). Effective at 12:02 a.m. (Eastern Time) on January 1, 2020, the Partnership converted from a Delaware limited partnership to a Delaware corporation (the Conversion). In accordance with Rule 12g-3 under the Exchange Act, upon the effective time of the Conversion, the common stock, par value $0.01 per share (the Common Stock), of CG, was deemed to be registered under Section 12(b) of the Exchange Act as CG is deemed to be the successor registrant to the Partnership. CG expressly adopts the Registration Statement, as modified by this Amendment, as its own registration statement for all purposes of the Exchange Act. The Common Stock will continue to trade on the Nasdaq Global Select Market under the ticker symbol CG.
This Amendment amends the Registration Statement as follows:
Item 1. | Description of Registrants Securities to be Registered. |
A description of the Common Stock is contained in Description of Capital Stock set forth in Exhibit 99.1 to CGs Current Report on Form 8-K filed on January 2, 2020, which is incorporated herein by reference.
Item 2. | Exhibits. |
1
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
Date: January 2, 2020 | THE CARLYLE GROUP INC. | |||||
By: | /s/ Jeffrey W. Ferguson | |||||
Name: | Jeffrey W. Ferguson | |||||
Title: | General Counsel |