1. Name and Address of Reporting Person*
C/O THE CARLYLE GROUP |
1001 PENNSYLVANIA AVE. NW, SUITE 220S |
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
GENESEE & WYOMING INC
[ GWR ]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
3. Date of Earliest Transaction
(Month/Day/Year) 11/19/2013
|
4. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Form filed by One Reporting Person |
X |
Form filed by More than One Reporting Person |
|
1. Name and Address of Reporting Person*
C/O THE CARLYLE GROUP |
1001 PENNSYLVANIA AVE. NW, SUITE 220S |
(Street)
|
1. Name and Address of Reporting Person*
C/O THE CARLYLE GROUP |
1001 PENNSYLVANIA AVE. NW, SUITE 220S |
(Street)
|
1. Name and Address of Reporting Person*
C/O THE CARLYLE GROUP |
1001 PENNSYLVANIA AVE. NW, SUITE 220S |
(Street)
|
1. Name and Address of Reporting Person*
C/O THE CARLYLE GROUP |
1001 PENNSYLVANIA AVE. NW, SUITE 220S |
(Street)
|
1. Name and Address of Reporting Person*
C/O THE CARLYLE GROUP |
1001 PENNSYLVANIA AVE. NW, SUITE 220S |
(Street)
|
1. Name and Address of Reporting Person*
C/O INTERTRUST CORPORATE SERVICES |
190 ELGIN AVENUE |
(Street)
GEORGE TOWN, GRAND CAYMAN |
|
KY1-9005 |
|
1. Name and Address of Reporting Person*
C/O INTERTRUST CORPORATE SERVICES |
190 ELGIN AVENUE |
(Street)
GEORGE TOWN, GRAND CAYMAN |
|
KY1-9005 |
|
|
TC GROUP V, L.P.
By: /s/ Jeremy W. Anderson, Authorized Person |
11/20/2013 |
|
CARLYLE GROUP MANAGEMENT L.L.C.
By: /s/ Jeremy W. Anderson, attorney-in-fact for Daniel D?Aniello, Chairman |
11/20/2013 |
|
THE CARLYLE GROUP L.P.
By: Carlyle Group Management L.L.C., its general partner
By: /s/ Jeremy W. Anderson, attorney-in-fact for Daniel D?Aniello, Chairman |
11/20/2013 |
|
CARLYLE HOLDINGS II GP L.L.C.
By: The Carlyle Group L.P., its managing member
By: Carlyle Group Management L.L.C., its general partner
By: /s/ Jeremy W. Anderson, attorney-in-fact for Daniel D?Aniello, Chairman |
11/20/2013 |
|
CARLYLE HOLDINGS II L.P.
By: /s/ Jeremy W. Anderson, attorney-in-fact for Daniel D?Aniello, Chairman |
11/20/2013 |
|
TC GROUP CAYMAN INVESTMENT HOLDINGS, L.P.
By: Carlyle Holdings II L.P., its general partner
By: /s/ Jeremy W. Anderson, attorney-in-fact for Daniel D?Aniello, Chairman |
11/20/2013 |
|
TC GROUP CAYMAN INVESTMENT HOLDINGS SUB L.P.
By: TC Group Cayman Investment Holdings, L.P., its general partner
By: Carlyle Holdings II L.P., its general partner
By: /s/ Jeremy W. Anderson, attorney-in-fact for Daniel D?Aniello, Chairman |
11/20/2013 |
|
** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |